Regulatory & COMPLIance

Regulatory & Compliance is an Orb module designed to support focused analysis, audits, and regulatory reporting through precise, time-aware data processing.
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Built on the Analytics engine, it enables brokers to extract specific, context-rich insights from historical and live data without impacting trading operations. This supports regulatory obligations, internal reviews, and targeted investigations through consistent, repeatable analytics.

Structured analytics system monitoring trading data flows representing regulatory reporting and targeted broker analytics.

Audit-ready analytics by design

Built on point-in-time data snapshots that allow accurate reconstruction of historical states.

Targeted insight extraction

Enables focused analysis on specific accounts, instruments, periods, or events rather than broad reporting.

Consistent analytical logic

Applies the same analytical rules across all outputs, ensuring repeatability and reliability.

Non-disruptive analysis

Operates on structured analytics layers without impacting live trading environments.

Supports regulatory and internal use cases

Suitable for regulatory reporting, audits, reconciliations, and internal investigations.

Built on a unified analytics core

Shares the same high-performance foundation as the rest of the Orb platform.

Audit-ready analytics by design

Built on point-in-time data snapshots that allow accurate reconstruction of historical states.

Targeted insight extraction

Enables focused analysis on specific accounts, instruments, periods, or events rather than broad reporting.

Consistent analytical logic

Applies the same analytical rules across all outputs, ensuring repeatability and reliability.

Non-disruptive analysis

Operates on structured analytics layers without impacting live trading environments.

Supports regulatory and internal use cases

Suitable for regulatory reporting, audits, reconciliations, and internal investigations.

Built on a unified analytics core

Shares the same high-performance foundation as the rest of the Orb platform.

Audit-ready analytics by design

Built on point-in-time data snapshots that allow accurate reconstruction of historical states.

Targeted insight extraction

Enables focused analysis on specific accounts, instruments, periods, or events rather than broad reporting.

Consistent analytical logic

Applies the same analytical rules across all outputs, ensuring repeatability and reliability.

Non-disruptive analysis

Operates on structured analytics layers without impacting live trading environments.

Supports regulatory and internal use cases

Suitable for regulatory reporting, audits, reconciliations, and internal investigations.

Built on a unified analytics core

Shares the same high-performance foundation as the rest of the Orb platform.

Structure your broker technology with clarity, control, and resilience

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Key Capabilities

Point-in-time analytics

Supports accurate historical analysis using time-aware data snapshots.

Targeted metric extraction

Extracts precise metrics based on defined analytical scope and criteria.

Structured analytical outputs

Generates outputs suitable for regulatory submissions and internal reviews.

Cross-source data correlation

Combines data from multiple sources to support deeper investigation.

Full traceability

Maintains clear links between analytical outputs and original data points.

Controlled access and visibility

Supports secure, role-based access to sensitive analytical views.

Have Questions?

We’ve got answers.

1. What is Regulatory & Compliance within the Radius Analytics ecosystem?

Regulatory & Compliance provides specialised analytics designed to support regulatory oversight and structured operational reporting. Built on the Radius Orb platform, these capabilities allow brokers to analyse trading data against regulatory expectations while also producing structured reports when required.

2. What types of regulatory processes can this solution support?

The solution can support several regulatory and operational analytics processes commonly used by brokers, including Best Execution monitoring, reconciliation checks, transaction cost analysis, and other targeted reporting requirements. These analytics help brokers maintain transparency across their trading operations.

3. Can brokers use these analytics for internal monitoring as well as regulatory reporting?

Yes. Brokers often use these analytics both for internal monitoring and for generating reports that may be required by regulators. Running these checks internally allows brokers to identify potential issues early while also maintaining structured reporting capabilities when formal submissions are required.

4. How does the Orb platform support regulatory analytics?

The Radius Orb platform enables high-speed analysis of large volumes of trading and operational data. This allows brokers to perform complex regulatory analytics across multiple datasets, ensuring that reporting processes remain efficient even in environments with significant trading activity.

5. How is Regulatory & Compliance different from Core Analytics?

While Core Analytics focuses on general operational visibility across broker environments, Regulatory & Compliance focuses on specific analytical frameworks designed to support compliance monitoring and specialised reporting requirements used within regulated trading environments.

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Structured bundles align our ecosystem with each stage of broker evolution.

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Regulatory & COMPLIance

Audit-ready analytics by design

Targeted insight extraction

Consistent analytical logic

Non-disruptive analysis

Supports regulatory and internal use cases

Built on a unified analytics core

Audit-ready analytics by design

Targeted insight extraction

Consistent analytical logic

Non-disruptive analysis

Supports regulatory and internal use cases

Built on a unified analytics core

Audit-ready analytics by design

Targeted insight extraction

Consistent analytical logic

Non-disruptive analysis

Supports regulatory and internal use cases

Built on a unified analytics core

Structure your broker technology with clarity, control, and resilience

Key Capabilities

Point-in-time analytics

Targeted metric extraction

Structured analytical outputs

Cross-source data correlation

Full traceability

Controlled access and visibility

Have Questions?

1. What is Regulatory & Compliance within the Radius Analytics ecosystem?

2. What types of regulatory processes can this solution support?

3. Can brokers use these analytics for internal monitoring as well as regulatory reporting?

4. How does the Orb platform support regulatory analytics?

5. How is Regulatory & Compliance different from Core Analytics?

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